Saturday, August 9, 2014

Guideline for dissertation

Guidelines for Dissertation


Guidelines for Preparation of Dissertation


PREAMBLE

While utmost attention must be paid to the content of the dissertation, which is being submitted in partial fulfillment of the requirements of the MBA(MS), it is imperative that a standard format be prescribed. The same format shall be followed in preparation of the final soft and hard copies to be submitted to the University.

1. ORGANISATION OF THE DISSERTATION

This dissertation shall be presented in a number of chapters, starting with Introduction and ending with Summary and Conclusions. Each of the other chapters will have precise title reflecting the contents of the chapter. A chapter can be subdivided into sections, sub- sections and sub-sub-section so as to present the content discretely and with due emphasis.

When the work comprises two or more mutually independent investigations, the dissertation may be divided into two or more parts, each with an appropriate title. However, the numbering of chapters will be continuous right through, for example Part 1 may comprise Chapters 2-5, Part Two chapters 6-9.

Sequence of items in Dissertation Report

The following sequence may be followed in the preparation of the final dissertation report:

1. Cover Page (On the hardbound cover)
2. Title Page (Inner Cover Page)
3. Certificate from the Supervisor
4. Abstract
5. Acknowledgements
6. (Detailed) Table of Contents (with page numbers).
7. List of Figures (with figure number, figure titles and page numbers) 8. List of Tables with table number, table title and page number. 9. Chapter 1: Introduction (Page No.1 should start with Chapter 1) 10. Chapter 2, 3, etc.

11. Summary
12. Conclusions and Recommendations (if any)
13. Directions for future work (if any)
14. Bibliography (if any) (Please refer to the sample format given below) 15. References (if any) ((Please refer to the sample format given below) 16. Appendices (if any)
17. Checklist for the items in the report

Note: Please do not include any header or footer in any page of the report. Only page numbers should be mentioned at the bottom center of each page. Five copies of dissertation along with soft copy in CD should be prepared by the candidate with one copy each for University, VET, study Centre, examiner (at time of viva voce and presentation) and candidate.

1.1 Introduction
The title of Chapter 1 shall be Introduction. It shall justify and highlight the problem poser and define the topic and the aim and scope of the work presented in the dissertation. It may also highlight the significant contributions from the investigation.

1.2 Review of Literature
This shall normally from the Chapter 2 and shall present a critical appraisal of the previous work published in the literature pertaining to the topic of the investigation. The extent and emphasis of the chapter shall depend on the nature of the investigation.

1.3 Report on the Present Investigation
The reporting on the investigation shall be the presented in one or more chapters with appropriate chapter titles. • Due importance shall be given to experimental setups, procedures adopted and techniques developed, methodologies developed and adopted. • While important derivations/formulae should normally be presented in the text of these chapters, extensive and long treatments and information, detailed results in tabular and graphical forms may be presented in Appendices. Representative date in table and figures may, however, be included in appropriate chapters. • Figures and tables should be presented immediately following their first mention in the text. Short tables and figures (say, less than half the writing area of the page) should be presented within the text, while large table and figures may be presented in separate pages. • Equations should form separate lines with appropriate paragraph separation above and below the equation line, with equation numbers flushed to the right. • Problem Statement should be clearly defined for the area of study in dissertation along with the purpose of study. • The objectives behind the problem statement should be clearly defined along with the research methodology used in dissertation.  

1.4 Results and Discussions
This shall form the penultimate chapter of the dissertation and shall include a thorough evaluation of the investigation carried out and bring out the contributions from the study. The discussion shall logically lead to inferences and conclusions as well as scope for possible further future work.

1.5 Summary and Conclusions
This will be the final chapter of the dissertation. A brief report of the work carried out shall form the first part of the Chapter. Conclusions derived from the logical analysis presented in the Results and Discussions Chapter shall be presented and clearly enumerated, each point stated separately. Scope for future work should be stated lucidly in the last part of the Chapter.

1.6 Appendix
Detailed information, lengthy derivations, raw experimental observations etc. are to be presented in the separate appendices, which shall be numbered in Roman Capitals (e.g. Appendix IV). Since reference can be drawn to published/unpublished literature in the appendices these should precede the Literature Cited section.

1.7 Literature Cited
This should follow the Appendices, if any, otherwise the Summary and Conclusions chapter. The candidates shall follow the style of citation and style of listing in one of the standard journals in the subject area consistently throughout his/her dissertation, for example, IEEE in the Department of Electrical Engineering, Materials Transactions in Department of Metallurgical Engineering and Materials Science. However, the names of all the authors along with their initials and the full title of the article/monogram/book etc. have to be given; in addition to the journals/publisher, volume, number, page(s) and year of publication.

Citation from websites should include the name(s) of author(s) (including the initials), full title of the article, website reference and when last accessed. Reference to personal communications, similarly, shall include the author, title of the communication (if any) and date of receipt.

1.8 Publications by the Candidate
Articles, technical notes etc. on the topic of the dissertation published by the candidate may be separately listed after the literature cited. This may also be included in the Contents. The candidates may also include reprints of his/ her publications after the literature citation.

1.9 Acknowledgements
The acknowledgements by the candidate shall follow the citation of literature, signed by him/her, with date. 

2. DISSERTATION FORMAT

2.1 Paper

2.1.1 Quality
The dissertation shall be printed or xeroxed on white bond paper, whiteness 95% or above, weight 70 gram or more per square meter.

2.1.2 Size
The size of the paper shall be standard A 4; height 297 mm, width 210 mm.
2.1.3 Type-Setting, Text Processing and Printing
The text shall be printed employing Laserjet or Inkjet printer, the text having been processed using a standard text processor. The standard font shall be Times New Roman of 12 pts with 1.5 line spacing.

2.1.4 Page Format
The printed sheets shall have the following writing area and margins: Top margin15 mm
Head height3 mm
Head separation12 mm
Bottom margin22 mm
Footer3 mm
Foot separation10 mm
Text height245 mm
Text width 160 mm
 
2.1.5 Left and Right margins
Left margin30 mm
Right margin20 mm

2.1.6 Pagination
Page numbering in the text of the dissertation shall be numerals starting from ‘1’ at the center of the footer. The text of the written dissertation shall not be less than 60 pages excluding references, tables, questionnaires and other annexure.

Pagination for pages before the Introduction chapter shall be in lower case Roman numerals, e.g., ‘iv’.
2.1.7 Paragraph format
Vertical space between paragraphs shall be about 2.5 line spacing.

The first line of each paragraph should normally be indented by five characters or 12 mm. A candidate may, however, choose not to indent if (s) he has provided sufficient paragraph separation.

A paragraph should normally comprise more than one line. A single line of a paragraph shall not be left at the top or bottom of a page (that is, no windows or orphans should be left).

The word at the right end of the first line of a page or paragraph should, as far as possible, not be hyphenated.
2.2 Chapter and Section format

2.2.1 Chapter
Each chapter shall begin on a fresh page with an additional top margin of about 75 mm. Chapter number (in Hindu- Arabic) and title shall be printed at the center of the line in 6 mm font size (18 pt) in bold face using both upper and lower case (all capitals or small capitals shall not be used). A vertical gap of about 25 mm shall be left between the chapter number and chapter title lines and between chapter title line and the first paragraph.

2.2.2 Sections and Sub- sections
A chapter can be divided into Sections, Sub-sections and Sub-sub-sections so as to present different concepts separately. Sections and sub-sections can be numbered using decimal points, e.g., 2.2 for the second Section in Chapter 2 and 2.3.4 for the fourth Sub-section in third Section of Chapter 2. Chapters, Sections and Sub-Sections shall be included in the Contents with page numbers flushed to the right. Further subsections need not be numbered or included in the contents.

The Sections and Sub-sections titles along with their numbers in 5 and 4mm (16 and 14 pt) fonts, respectively, in bold face shall be flushed to the left ( not centered) with 15 mm space above and below these lines. In further subdivisions character size of 3 and 3.5 with bold face, small caps, all caps and italics may be sued for the titles flushed left or centered. These shall not feature in the contents.

2.2.3 Table / Figure Format
As far as possible tables and figures should be presented in portrait style. Small size table and figures (less than half of writing area of a page) should be incorporated within the text, while larger ones may be presented in separate pages. Table and figures shall be numbered chapter-wise. For example, the fourth figure in Chapter 5 will bear the number Figure 5.4 or Fig.5.4

Table number and title will be placed above the table while the figure number and caption will be located below the figure. Reference for Table and Figures reproduced from elsewhere shall be cited in the last and separate line in the table and figure caption, e.g. (after McGregor [12]).

3 AUXILIARY FORMAT

3.1 Binding
The dissertation shall be hard cover bound in leather or rexin with the following colour specification:

Project/Summer Training / Dissertation -Grey/Blue/Black

3.2 Front Covers
The front cover shall contain the following details:
• Full title of dissertation in 6 mm 22 point size font properly centered and positioned at the top. • Full name of the candidate in 4.5 mm 15 point size font properly centered at the middle of the page. • A 40 mm dia replica of the Lucknow Unversity emblem followed by the name of the Department and the year of submission, each in a separate line and properly centered and located at the bottom of the page.

 3.2.1 Lettering
All lettering shall be embossed in gold.

3.2.2 Bound back
The degree, the name of the candidate and the year of submission shall also be embossed on the bound (side) in gold.
3.3 Blank sheets
In addition to the white sheets (binding requirement) two white shall be put at the beginning and end of the dissertation.

3.4 Title sheet
This shall be the first printed page of the dissertation and shall contain the submission statement: the Dissertation submitted in partial fulfillment of the requirements of the Degree, the name and Roll No. Of the candidate, name (s) of the supervisor and co-supervisor (s) (if any), Department and year of submission (sample enclosed).

3.5 Dedication sheet
If the candidate so desires (s) he may dedicate his/her dissertation, which statement shall follow the title page. If included, this shall form the page 1 of the auxiliary sheets but shall not have page number.

3.6 Approval sheet
In the absence of a dedication sheet this will form the first page and in that case shall not have a page number. Otherwise this will bear the number two in Roman lower case ‘ii’ at ht center of the footer.

Sample copy of the approval sheet is appended.


3.7 Course work sheet
As the quantum of courses taken by a candidate is different for different postgraduate degrees, a statement of the courses taken with assigned credits is to be included after the approval sheet.

3.8 Abstract
The 500 word abstract shall highlight the important features of the dissertation and shall correspond to the electronic version to be submitted to the VET for inclusive in the website. The Abstract in the dissertation, however, shall have two more parts, namely, the layout of the dissertation giving a brief chapter wise description of the work and the key words. Sample copy of the Abstract sheet format is appended.

3.9 Contents
The contents shall follow the Abstract and shall enlist the titles of the chapters, section and sub-section using decimal notation, as in the text, with corresponding page number against them, flushed to the right.

3.9.1 List of Figures and Tables
Two separate lists of Figure caption and Table titles along with their numbers and corresponding page numbers against them shall follow the Contents.

3.9.2 Abbreviation Notation and Nomenclature
A complete and comprehensive list of all abbreviations, notations and nomenclature including Greek alphabets with subscripts and superscripts shall be provided after the list of tables, figures. (As far as possible generally accepted symbols and notation should be used.)

Auxiliary page from dedication (if any) to abbreviations shall be numbered using Roman numerals in lower case, while the text starting from the Introduction shall be in Numeral.

Guidelines for choosing topics for Dissertation

Each candidate should work independently on a chosen topic. Two or more candidates should not do any project jointly. The chosen topic of work should be non-trivial, analytical, application-oriented and should involve substantial original research and/or development effort based on a specific theme. Any attempt at plagiarism or use of unfair means will result in severe disciplinary action.

Candidates should choose only topics for which the work done can be presented, demonstrated, and defended before a panel of examiners. Candidates may note that in cases where no demonstration is perceived to be possible by the candidate / employer, due to technical or professional reasons, a letter on the official letterhead of the employer clearly stating this infeasibility, duly signed by the Project Manager of the candidate (or equivalent officer or higher) and brought by the candidate at the time of viva-voce. However, the University reserves the right to examine the validity of claims made and insist on a live demonstration in presence of its nominees.

Mere configuration, installation, testing and routine maintenance, support or management of systems or equipment will not be considered adequate for a Dissertation. Trivial, Small projects which are commonly done as assignments in courses are not acceptable as Dissertation. Mere survey of literature/data collection would also not be acceptable as a Dissertation.

• Work of the organization towards Certification of Quality Management (like ISO, CMM) should not be included. This will be viewed as organization’s effort. • The work undertaken should be clearly visible and should pertain to that work accomplished during the current semester. • The work should not result in mere compilation of information pertaining to organization/project handled. It should be adequately described.

Sample Format of Cover Page of the Dissertation

Dissertation Title

Submitted in partial fulfillment of the requirements for the degree of

Master of Business Administration in Management Science
by

Name of the Candidate

(Roll No._________)

Supervisor (s) :

_____________________

_____________________

[pic]

Institute of Management Sciences
University of Lucknuw, Lucknow 226007
Uttar Pradesh

(Year)



Approval Sheet


Dissertation entitled Title Name by Candidate Name is approved for the degree of Master of Business Administration in Management Science.


Examiners__________________

________________

Supervisor (s)________________

 ________________


Chairman__________________
 

Date: ___________

Place: ___________
1. Format - Certificate from the Supervisors

CERTIFICATE

This is to certify that the Dissertation entitled (Title of the Dissertation) submitted by (Name of the student) having Roll Number (LU Enrollment Number of the Student) for the partial fulfillment of the requirements of Master of Business Administration in Management Science degree of Institute of Management Sciences (IMS), University of Lucknow, Lucknow embodies the bonafide work done by him/her under my / our supervision.

Place: ________________ Signature of the Internal Supervisor Name: Date: ________________Designation:
Employing Organisation Name and Address:

Place: ________________ Signature of the External Supervisor Name: Date: ________________Designation:
Employing Organisation Name and Address:

Abstract Format

[pic][pic]

Roll No. : __________________________________

NAME OF THE STUDENT : __________________________________

EMAIL ADDRESS : __________________________________

INTERNAL SUPERVISOR’S NAME: __________________________________

INTERNAL SUPERVISOR’S: __________________________________ EMPLOYING ORGANIZATION
__________________________________

__________________________________

INTERNAL SUPERVISOR’S: __________________________________ EMAIL ADDRESS

EXTERNAL SUPERVISOR’S NAME: __________________________________

EXTERNAL SUPERVISOR’S: __________________________________ EMPLOYING ORGANIZATION
__________________________________

__________________________________

EXTERNAL SUPERVISOR’S: __________________________________ EMAIL ADDRESS

DISSERTATION TITLE :__________________________________

____________________________________________________________

_______

ABSTRACT : (Should be neatly word processed; should not exceed one page)

Broad Area of Work: (Specify one from the area listed in the guidelines)

Key words (Specify the technical keywords of the Project in alphabetical order)

____________________
Signature of the Student

Name: ______________

Date:

Place:

______________________

Signature of the Internal Supervisor

Name: ______________

Date:

Place:

______________________

Signature of the External Supervisor

Name: ______________

Date:

Place:

Note: Attach a separate document including the details in the format given above.

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